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ICH Q2(R2) — Structure and Recommended Data

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ICH Q2(R2) — Structure and Recommended Data

Research basis: 2026-07-27, read from the ICH Harmonised Guideline Validation of Analytical Procedures Q2(R2), Final Version adopted 1 November 2023, with the error correction dated 30 November 2023. ICH licenses its documents for reuse with acknowledgement, so requirements are summarised here directly. Confirm the current text and your region's implementation date at https://database.ich.org/sites/default/files/ICH_Q2%28R2%29_Guideline_2023_1130.pdf.

Document history that matters

VersionDateNote
Q2AOct 1994Text
Q2BNov 1996Methodology
Q2(R1)Nov 2005Q2B merged into the parent guideline
Q2(R2)1 Nov 2023Complete revision, aligned with the new Q14
Q2(R2) correction30 Nov 2023Table 5 reportable-range linearity formulae; Tables 6–11

If a protocol cites "ICH Q2(R1)" or lists characteristics in the R1 order, it is working from the superseded structure. The error correction is easy to miss and applies to the dissolution example and to Annex 2 Tables 6–11.

The restructure

Q2(R1) presented a flat list. Q2(R2) groups methodology under section 3 by performance characteristic:

3.1  Specificity/Selectivity
       3.1.1 General considerations (absence of interference, orthogonal comparison,
             technology-inherent justification)
3.2  Range                                    <-- parent characteristic
       3.2.2 Response
               3.2.2.1 Linear response        <-- what R1 called "linearity"
               3.2.2.2 Non-linear response
               3.2.2.3 Multivariate calibration
       3.2.3 Validation of lower range limits <-- what R1 called LOD and LOQ
3.3  Accuracy and Precision
       3.3.1 Accuracy
       3.3.2 Precision (repeatability, intermediate precision, reproducibility)
       3.3.3 Combined approaches for accuracy and precision   <-- new
3.4  Robustness  --> largely a development activity, see ICH Q14

Section 2 carries the general considerations, including two concepts absent from R1: reportable range (2.3) and considerations for multivariate analytical procedures (2.5).

Table 1 — which tests for which measured attribute

Required tests follow the measured quality attribute, not the instrument.

CharacteristicIdentityImpurity: quantitativeImpurity: limit testAssay (content/potency)
Specificity testyesyesyesyes
Response (calibration model)noyesnoyes
Lower range limitnoQL†DLno
Accuracy testnoyesnoyes
Repeatability testnoyesnoyes
Intermediate precision testnoyes‡noyes‡

† In some complex cases DL may also be evaluated. ‡ Not required independently where reproducibility has been performed and intermediate precision can be derived from that dataset.

Further notes from Table 1: other quantitative measurements follow the impurity scheme when the range limit is close to DL/QL, and the assay scheme when it is not. Some characteristics may be substituted by technology-inherent justification for physicochemical properties. Lack of specificity in one procedure should be compensated by one or more supporting procedures unless justified.

Table 2 — reportable range examples

The reportable range derives from the specification and must include the upper and lower specification or reporting limits. Other ranges are acceptable if justified; at low amounts a wider upper range may be more practical.

UseLow endHigh end
Assay of a product80% of declared content, or 80% of the lower specification limit120% of declared content, or 120% of the upper specification limit
Potencylowest specification limit −20%highest specification limit +20%
Content uniformity70% of declared content130% of declared content
Dissolution, IR, one pointQ − 45% of the lowest strength specificationper specification
Dissolution, IR, multi-pointlower limit as justified, or QL130% of declared content of the highest strength
Dissolution, modified releaselower limit as justified, or QLper specification
Impurityreporting threshold120% of the specification limit
Purity (area %)80% of the lower specification limitupper specification limit, or 100%

Where assay and impurity run as a single test with one standard, linearity must be shown both at the impurity reporting level and up to 120% of the assay specification limit.

Reportable range vs working range. The reportable range is the interval of reported results. A working range is what is presented to the instrument, and may differ because of dilution or other sample preparation. They can be identical. Mathematical calculation normally links the two.

Specificity (3.1). Demonstrate absence of relevant interference, or compare against an orthogonal procedure, or justify from the technology. For a stability-indicating claim (2.4), include samples containing relevant degradation products: spiked with target analytes and known interferences, stressed physically and chemically, and aged or stress-stored product samples.

Response — linear (3.2.2.1). Evaluate across the range. A minimum of five concentrations, appropriately distributed, is recommended. Report the plot, the correlation coefficient or coefficient of determination, the y-intercept, the slope, and an analysis of the deviation of the actual data points from the regression line — for a linear response, assess the impact of any non-random pattern in the residual plot. Data may be transformed (for example logarithmically) if necessary. Other approaches require justification.

Response — non-linear (3.2.2.2). Some procedures are legitimately non-linear; immunoassays and cell-based assays commonly give an S-shaped curve, typically modelled with four- or five-parameter logistic functions. For these, linearity of the concentration–response relationship is not required. Assess the model by non-linear regression, and evaluate whether results are proportional to the true values across the range.

Response — multivariate (3.2.2.3). Algorithms may be linear or non-linear. Accuracy depends on the distribution of calibration samples across the range and on the reference procedure's error. Assess how the residuals change across the calibration range, graphically.

Lower range limits (3.2.3). Four approaches:

ApproachDLQL
Visual evaluation (3.2.3.1)lowest reliably detectedlowest reliably quantitated
Signal-to-noise (3.2.3.2)S/N 3:1 generally acceptableS/N at least 10:1
SD of response and slope (3.2.3.3)3.3σ / S10σ / S
Accuracy and precision at the limit (3.2.3.4)validated directly, not estimated

σ may come from the SD of blank responses, the residual SD of the regression line, or the SD of y-intercepts of regression lines. S is the calibration slope. Signal-to-noise applies only where there is baseline noise, and the noise region should sit around where the peak would appear.

Reporting (3.2.3.5): give the limit and the approach used. An estimated limit should then be validated by analysing a suitable number of samples at or near it. For impurity tests the QL must be at or below the reporting threshold. Where the QL is well below the reporting limit — roughly ten times lower — the confirmatory validation may be omitted with justification.

Accuracy (3.3.1). Establish across the reportable range under regular test conditions, including the sample matrix and the described preparation steps. Three routes: comparison against a reference material of known purity, a spiking study into matrix, or comparison against an orthogonal procedure. Accuracy can be inferred once precision, response within the range, and specificity are established.

Recommended data (3.3.1.4): an appropriate number of determinations and levels across the reportable range — for example 3 concentrations × 3 replicates of the full procedure. Report as mean percent recovery of a known added amount, or as the difference between the mean and the accepted true value, together with an appropriate 100(1−α)% confidence interval or justified alternative interval. The observed interval should be compatible with the accuracy criterion. For impurities, state whether the determination is weight/weight or area percent. For quantitative multivariate procedures use RMSEP, compared against an acceptable RMSEC.

Precision (3.3.2). Use authentic homogeneous samples, or artificially prepared ones if unavailable.

  • Repeatability (3.3.2.1): a minimum of 9 determinations covering the reportable range (for example 3 concentrations × 3 replicates), or a minimum of 6 determinations at 100% of the test concentration.
  • Intermediate precision (3.3.2.2): establish the effects of random events — typically different days, environmental conditions, analysts, and equipment. Studying these effects individually is not necessary, and design of experiments is encouraged. The extent should be justified from development understanding and risk assessment (ICH Q14).
  • Reproducibility (3.3.2.3): an inter-laboratory trial. Usually not required for a regulatory submission, but consider it for pharmacopoeial standardisation or multi-site procedures.

Recommended data (3.3.2.4): report the standard deviation, the relative standard deviation, and an appropriate 100(1−α)% confidence interval.

Combined accuracy and precision (3.3.3). Instead of separate criteria, assess total impact against a single combined criterion, using a prediction interval, a tolerance interval, or a confidence interval. Report the combined value, describe the approach, and supply the individual results as supplemental information where they help justify suitability.

Robustness (3.4). Deliberate variation of procedure parameters, plus stability of sample preparations and reagents over the duration of the procedure. Considered during development; may be submitted as development data case-by-case or made available on request. See ICH Q14 section 5.

Lifecycle, transfer, and prior knowledge

Section 2.1 permits suitable development data (ICH Q14) to form part of the validation data, and allows abbreviated validation testing for an established platform procedure used for a new purpose, with scientific justification. A validation protocol must exist before the study, stating the intended purpose, the characteristics to be validated, and the associated criteria; where prior knowledge is used, justify it. Results are summarised in a validation report.

The experimental design should reflect the number of replicates used in routine analysis to generate a reportable result, unless a different number is justified.

Section 2.2 covers change: partial or full revalidation may be needed, decided on science and risk, and scoped to the characteristics the change affects. Transfer to another laboratory calls for partial or full revalidation and/or comparative analysis of representative samples; not performing transfer experiments requires justification. Co-validation across multiple sites can demonstrate the criteria are met and can simultaneously satisfy transfer at the participating sites.

Annex 2 — illustrative technique examples

Non-mandatory worked examples, useful as a starting point for the robustness parameter list:

TableTechnique
3Quantitative separation techniques (HPLC, GC, CE) for impurities or assay, and relative-area quantitation
4Elemental impurities by ICP-OES or ICP-MS
5Dissolution with HPLC as product performance test (corrected 30 Nov 2023)
6Quantitative ¹H-NMR for assay of a drug substance
7Biological assays
8Quantitative PCR
9Particle size measurement
10NIR analytical procedure
11Quantitative LC/MS

From Table 3, a detail worth carrying forward: relative response factors. Where the analyte responds differently from the reference material, calculate the RRF from the appropriate ratio of responses under final procedure conditions and document it. If the RRF falls outside 0.8–1.2, apply a correction factor. Where an impurity is overestimated, omitting the correction may be acceptable.

Multivariate procedures (2.5)

Results come from a model relating many input variables to the property of interest. Validate in two phases:

  1. Model development — calibration plus internal testing. Test data may be a separate set or part of the calibration set used rotationally, and are used to estimate performance and tune parameters such as the number of PLS latent variables. See ICH Q14.
  2. Model validation — an independent validation set. For identification libraries, analyse challenge samples not represented in the library to demonstrate discriminative ability.

Samples need reference values or categories, normally from a validated or pharmacopoeial reference procedure whose performance equals or exceeds the expected performance of the multivariate procedure. Reference measurement and multivariate data collection should be on the same samples within a period short enough to assure sample and measurement stability. Describe any correlation or unit conversion, and any assumptions.